Source |
Path/Scope |
Try the following Subject Heading searches in the library catalog: · Securities Industry – Law and Legislation · Securities Industry – United States · Capital Market – Law and Legislation |
|
A monthly publication providing coverage of SEC regulatory and enforcement developments, court decisions, corporate governance best practices and transactions. Available online via the database Ebsco Megafile. |
|
Find Daily Briefs and news feeds from the SEC. |
|
The vast majority of U.S. securities statutes are easily searched online in Title 15 of the U.S. Code |
Select acts include: · Securities Exchange Act of 1934 - creating the SEC. · Investment Company Act of 1940. · And, The Sarbanes-Oxley Act of 2002. |