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Business Law: Securities Law

This guide introduces resources available when researching securities and bankruptcy law.

Business FAQ

Search Franklin: Catalog

Securities Law Resources

Web Resources

Source

Path/Scope

Franklin

Try the following Subject Heading searches in the library catalog:

·         Securities Industry – Law and Legislation

·         Securities Industry – United States

·         Capital Market – Law  and Legislation

Insights: The Corporate & Securities Law Advisor

A monthly publication providing coverage of SEC regulatory and enforcement developments, court decisions, corporate governance best practices and transactions. Available online via the database Ebsco Megafile.

Realcorporatelawyer.com

Find Daily Briefs and news feeds from the SEC.

The vast majority of U.S. securities statutes are easily searched online in Title 15 of the U.S. Code


Select acts include:

·         Securities Act of 1933

·         Securities Exchange Act of 1934 - creating the SEC.

·         Investment Company Act of 1940.

·         And, The Sarbanes-Oxley Act of 2002.